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ESMA Guideline: Firms should ensure that staff giving  information/investment advice to clients should  (V II/III d) understand how financial markets function  and how they affect the value and pricing of investment products on which they provide information/advice to clients; (V II/III i) understand specific market structures for the investment products on which they provide information to clients and, where relevant, their trading venues or the existence of any secondary markets.

Our service aims to provide an overview of developments at EU level on regulatory change - Banking Union and Capital Markets Union - that may well lead to structural change, as well as changes in market infrastructure driven by regulation, technology or Brexit. But the drivers of change must also include boosting investors' confidence that they will be treated fairly.

(We will be delighted if clients submit other e.g. academic articles for consideration)

ESMA clarifies market structure issues under MiFID II

Financial Market Structure

Welcome to the GrahamBishop Archive.

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Financial Market Structure - 202122 articles out of 22.

Financial Market Structure - 202033 articles out of 33.

Financial Market Structure - 201712 articles out of 12.

Financial Market Structure - 201618 articles out of 18.

Financial Market Structure - 201311 articles out of 11.

Financial Market Structure - 201217 articles out of 17.

Financial Market Structure - 200318 articles out of 18.

2002 Financial Market Structure
2002-12-03 Market Abuse Directive adopted
2002-11-13 Responses to CESR consultation paper on Market Abuse
2002-10-24 EP adopted Market Abuse Directive in 2nd reading
2002-10-08 EMAC adopted Market Abuse Directive
2002-09-30 DAI response on implementing measures of Market Abuse Directive
2002-09-27 IPMA response to CESR consultation on Market Abuse
2002-09-27 EP Committee – vote on Market Abuse on 8 October
2002-09-11 EMAC recommendation on Council Common Position
2002-07-26 EACB response to CESR Consultation on “Possible Implementing Measures on Prospectuses”
2002-07-19 Council adopted Common Position on Market Abuse Directive
2002-07-05 CESR Consultation on Possible Implementing Measures of the Proposed Market Abuse Directive
2002-05-08 Council reached political agreement on Market Abuse Directive
2002-03-14 EP adopted Directive on Market Abuse (1st reading)
2002-02-26 EP Committee adopted Market Abuse Directive (1st reading)
2002-02-22 CESR: Follow-up Paper on Market Abuse
2002-02-13 EMAC presents Draft Report on Market Abuse
2002-01-17 EcoSoC Opinion on Market Abuse

Prior Years Reports

Financial Market Structure - 200116 articles out of 16.