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ESMA Guideline: Firms should ensure that staff giving  information/investment advice to clients should  (V II/III d) understand how financial markets function  and how they affect the value and pricing of investment products on which they provide information/advice to clients; (V II/III i) understand specific market structures for the investment products on which they provide information to clients and, where relevant, their trading venues or the existence of any secondary markets.

Our service aims to provide an overview of developments at EU level on regulatory change - Banking Union and Capital Markets Union - that may well lead to structural change, as well as changes in market infrastructure driven by regulation, technology or Brexit. But the drivers of change must also include boosting investors' confidence that they will be treated fairly.

(We will be delighted if clients submit other e.g. academic articles for consideration)

ESMA clarifies market structure issues under MiFID II


Financial Market Structure






Welcome to the GrahamBishop Archive.

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Financial Market Structure - 202122 articles out of 22.

Financial Market Structure - 202033 articles out of 33.



Financial Market Structure - 201712 articles out of 12.

Financial Market Structure - 201618 articles out of 18.



Financial Market Structure - 201311 articles out of 11.

Financial Market Structure - 201217 articles out of 17.



2009 Financial Market Structure
2009-06-15 European Federation of Financial Analysts Societies response on the revision of the MAD
2009-04-20 Commission call for evidence on review of Market Abuse Directive

Prior Years Reports







Financial Market Structure - 200318 articles out of 18.

Financial Market Structure - 200218 articles out of 18.

Financial Market Structure - 200116 articles out of 16.