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ESMA Guideline: Firms should ensure that staff giving  information/investment advice to clients should  (V II/III d) understand how financial markets function  and how they affect the value and pricing of investment products on which they provide information/advice to clients; (V II/III i) understand specific market structures for the investment products on which they provide information to clients and, where relevant, their trading venues or the existence of any secondary markets.

Our service aims to provide an overview of developments at EU level on regulatory change - Banking Union and Capital Markets Union - that may well lead to structural change, as well as changes in market infrastructure driven by regulation, technology or Brexit. But the drivers of change must also include boosting investors' confidence that they will be treated fairly.

(We will be delighted if clients submit other e.g. academic articles for consideration)

ESMA clarifies market structure issues under MiFID II

Financial Market Structure

Welcome to the GrahamBishop Archive.

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Financial Market Structure - 202122 articles out of 22.

Financial Market Structure - 202033 articles out of 33.

2017 Financial Market Structure
2017-10-09 Bloomberg: Deutsche Boerse plans revenue-share deal to lure Brexit clearing
2017-09-06 EFAMA supports conclusions of the European Post Trade Forum (EPTF) report
2017-08-25 Responses received to ESMA's consultation on CCPs management of conflict of interest
2017-08-24 ESMA issues guidelines on portability of data between trade repositories
2017-08-16 ESMA publishes the responses to its Consultation on CRA Endorsement Guidelines
2017-08-10 ESMA publishes the responses to its Consultation on trading obligation for derivatives under MiFIR
2017-07-28 ISDA publishes equity derivatives T+2 settlement cycle protocol
2017-07-05 BIS: Recovery of financial market infrastructures - Revised report
2017-05-30 ESMA announces launch of reference data submission under MAR
2017-05-19 Commission presents 2017 annual review of EU's financial stability and integration
2017-05-19 ECB: Euro area financial integration stalls during 2016
2017-04-25 ESMA publishes an opinion on MAR accepted market practices on liquidity contracts

Prior Years Reports

Financial Market Structure - 201618 articles out of 18.

Financial Market Structure - 201311 articles out of 11.

Financial Market Structure - 201217 articles out of 17.

Financial Market Structure - 200318 articles out of 18.

Financial Market Structure - 200218 articles out of 18.

Financial Market Structure - 200116 articles out of 16.