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ESMA Guideline: Firms should ensure that staff giving  information/investment advice to clients should  (V II/III d) understand how financial markets function  and how they affect the value and pricing of investment products on which they provide information/advice to clients; (V II/III i) understand specific market structures for the investment products on which they provide information to clients and, where relevant, their trading venues or the existence of any secondary markets.

Our service aims to provide an overview of developments at EU level on regulatory change - Banking Union and Capital Markets Union - that may well lead to structural change, as well as changes in market infrastructure driven by regulation, technology or Brexit. But the drivers of change must also include boosting investors' confidence that they will be treated fairly.

(We will be delighted if clients submit other e.g. academic articles for consideration)

ESMA clarifies market structure issues under MiFID II

Financial Market Structure

Welcome to the GrahamBishop Archive.

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Financial Market Structure - 202122 articles out of 22.

Financial Market Structure - 202033 articles out of 33.

Financial Market Structure - 201712 articles out of 12.

Financial Market Structure - 201618 articles out of 18.

2013 Financial Market Structure
2013-12-20 ECON Committee: Market abusers should face jail
2013-12-20 Council confirms agreement with EP on Market Abuse Directive
2013-12-16 ESMA hearing on future market abuse measures
2013-11-14 ESMA begins preparatory work for new Market Abuse Regime
2013-10-21 Commission sends mandate to ESMA for advice on possible delegated acts concerning the Market Abuse Regulation
2013-09-18 European Commission: New measures to restore confidence in benchmarks following Libor and Euribor scandals [Proposal]
2013-09-10 Statement by Commissioner Barnier on the EP's endorsement of the political agreement on new European rules for market abuse
2013-07-01 ESMA review finds good compliance with EU market abuse rules
2013-06-26 Irish Presidency secures agreement to tackle insider dealing and market abuse
2013-06-26 Statement by Commissioner Barnier following agreement on European rules on market abuse
2013-02-12 FESE response to IOSCO consultation report on financial benchmarks

Prior Years Reports

Financial Market Structure - 201217 articles out of 17.

Financial Market Structure - 200318 articles out of 18.

Financial Market Structure - 200218 articles out of 18.

Financial Market Structure - 200116 articles out of 16.