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ESMA Guideline: Firms should ensure that staff giving  information/investment advice to clients should  (V II/III d) understand how financial markets function  and how they affect the value and pricing of investment products on which they provide information/advice to clients; (V II/III i) understand specific market structures for the investment products on which they provide information to clients and, where relevant, their trading venues or the existence of any secondary markets.

Our service aims to provide an overview of developments at EU level on regulatory change - Banking Union and Capital Markets Union - that may well lead to structural change, as well as changes in market infrastructure driven by regulation, technology or Brexit. But the drivers of change must also include boosting investors' confidence that they will be treated fairly.

(We will be delighted if clients submit other e.g. academic articles for consideration)

ESMA clarifies market structure issues under MiFID II

Financial Market Structure

Welcome to the GrahamBishop Archive.

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2021 Financial Market Structure
2021-11-29 CPMI IOSCO: Call for comments on access to central clearing and portability
2021-11-24 ESMA: Consultation Paper on draft Guidelines on the application of the circumstances under which a CCP is deemed to be failing or likely to
2021-11-19 ESMA consults on CCP investment practices for highly liquid financial instruments
2021-10-06 European Commission consultation on the functioning of the EU securitisation framework: EBF response
2021-09-29 ESMA: Final Report Guidelines on Settlement Fails Reporting under Article 7 of CSDR
2021-09-24 ESMA consults on the review of the Short Selling Regulation
2021-06-07 ESMA launches 2021 Central Counterparties Stress Test
2021-06-01 AFME: The landscape for European equity trading and liquidity
2021-05-17 ESAs’ report on the implementation and functioning of the securitisation regulation
2021-04-21 ESMA highlights need for increased efforts on EMIR and SFTR data quality
2021-04-07 ISDA: Adoption of RFRs: Major Developments in 2021
2021-04-07 FT: Stock clearing stalwarts face increasing threat from blockchain
2021-03-17 ICMA responds to ESMA consultation paper on algo trading
2021-03-17 ISDA: Joint Trade Associations Letter on the Implementation of the CSDR Settlement Discipline Regime
2021-03-01 EFAMA responds to IOSCO Consultation on Market Data in Secondary Equity Market
2021-02-18 Targeted consultation on the review of the Directive on financial collateral arrangements
2021-02-13 Targeted consultation on the review of the Directive on settlement finality in payment and securities settlement systems
2021-02-02 ICMA submits its response to the Targeted consultation on the review of CSDR
2021-02-02 EFAMA's reply to EC's consultation on the Review of CSDR
2021-01-13 ICMA: The European repo market at 2020 year-end
2021-01-07 AFME “call to action” for active transition of LIBOR linked securitisations
2021-01-07 CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties

Prior Years Reports

Financial Market Structure - 202033 articles out of 33.

Financial Market Structure - 201712 articles out of 12.

Financial Market Structure - 201618 articles out of 18.

Financial Market Structure - 201311 articles out of 11.

Financial Market Structure - 201217 articles out of 17.

Financial Market Structure - 200318 articles out of 18.

Financial Market Structure - 200218 articles out of 18.

Financial Market Structure - 200116 articles out of 16.