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ESMA Guideline: Firms should ensure that staff giving  information/investment advice to clients should  (V II/III d) understand how financial markets function  and how they affect the value and pricing of investment products on which they provide information/advice to clients; (V II/III i) understand specific market structures for the investment products on which they provide information to clients and, where relevant, their trading venues or the existence of any secondary markets.

Our service aims to provide an overview of developments at EU level on regulatory change - Banking Union and Capital Markets Union - that may well lead to structural change, as well as changes in market infrastructure driven by regulation, technology or Brexit. But the drivers of change must also include boosting investors' confidence that they will be treated fairly.

(We will be delighted if clients submit other e.g. academic articles for consideration)

ESMA clarifies market structure issues under MiFID II

Financial Market Structure

Welcome to the GrahamBishop Archive.

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Financial Market Structure - 202122 articles out of 22.

Financial Market Structure - 202033 articles out of 33.

Financial Market Structure - 201712 articles out of 12.

Financial Market Structure - 201618 articles out of 18.

Financial Market Structure - 201311 articles out of 11.

Financial Market Structure - 201217 articles out of 17.

Financial Market Structure - 200318 articles out of 18.

Financial Market Structure - 200218 articles out of 18.

2001 Financial Market Structure
2001-12-19 EP Committee: Presentation of Report Market Abuse Directive
2001-12-14 FT: EU ministers agree curbs on insider dealing
2001-12-12 EP Committee: Market Abuse Directive faces 50 amendments
2001-12-04 FESE comments on Market Abuse Directive
2001-11-22 FT: Fierce industry opposition on company prospectuses and market abuse
2001-11-22 ECB opinion on Market Abuse
2001-11-06 FESE: Market Abuse: is legislation necessary? – speech by Paul Arlman
2001-10-29 FT article criticises insufficient consultation process
2001-10-16 UNICE criticises consultation process
2001-10-16 Hearing on Market Abuse Directive in EP - Contributions of Participants
2001-10-15 Hearing on Market Abuse Directive in EP
2001-10-15 ESBG Position Paper on Market Abuse Directive
2001-08-01 FESCO report on Market Abuse: Measures to promote Market Integrity
2001-05-30 Position Paper of the European Banking Federation on Market Abuse Directive
2001-05-30 Commission Proposal on Market Abuse Directive - Frequently Asked Questions
2001-05-30 Commission Proposal on Market Abuse Directive

Prior Years Reports