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ESMA Guideline: Firms should ensure that staff giving  information/investment advice to clients should  (V II/III d) understand how financial markets function  and how they affect the value and pricing of investment products on which they provide information/advice to clients; (V II/III i) understand specific market structures for the investment products on which they provide information to clients and, where relevant, their trading venues or the existence of any secondary markets.

Our service aims to provide an overview of developments at EU level on regulatory change - Banking Union and Capital Markets Union - that may well lead to structural change, as well as changes in market infrastructure driven by regulation, technology or Brexit. But the drivers of change must also include boosting investors' confidence that they will be treated fairly.

(We will be delighted if clients submit other e.g. academic articles for consideration)

ESMA clarifies market structure issues under MiFID II

Financial Market Structure

Welcome to the GrahamBishop Archive.

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Financial Market Structure - 202122 articles out of 22.

Financial Market Structure - 202033 articles out of 33.

Financial Market Structure - 201712 articles out of 12.

Financial Market Structure - 201618 articles out of 18.

Financial Market Structure - 201311 articles out of 11.

Financial Market Structure - 201217 articles out of 17.

2003 Financial Market Structure
2003-12-09 FBE on Commission working document on Market Abuse
2003-11-17 Commission working document on implementing measures of Market Abuse Directive
2003-11-06 Commission published final documents on Dealing and Market Manipulation
2003-10-22 Commission publishes second revised version on Insider Dealing and Market Manipulation
2003-09-30 EMAC criticises implementing measures on Market Abuse Directive
2003-09-10 Revised formal Commission drafts on Market Abuse to ESC
2003-09-03 CESR's Advice on the Second Set of Implementing Measures for the Market Abuse Directive
2003-07-18 CESR results on public consulation on Market Abuse Directive
2003-07-09 Formal Commission drafts on Market Abuse to ESC
2003-05-22 Comments on Working Documents on Market Abuse
2003-04-24 EAPB Position Paper on Market Abuse
2003-04-15 Consultation paper on second set of implementing measures on Market Abuse
2003-03-10 Commission Working Documents on Implementing Measures of Market Abuse Directive
2003-03-07 EAPB Position on CESR call for evidence on Market Abuse
2003-02-07 CESR: Additional Mandate on Market Abuse Directive – call for evidence
2003-01-30 FESE Comments on CESR’s Advice on Implementing Measures the Prospectus Directive
2003-01-17 Formal Mandate for Technical Advice on Market Abuse Directive
2003-01-08 CESR submits Implementing Measures on the Market Abuse Directive to European Commission

Prior Years Reports

Financial Market Structure - 200218 articles out of 18.

Financial Market Structure - 200116 articles out of 16.