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02 April 2008

FSA Japan amends Guidelines for Financial Instruments Business Supervision




The FSA Japan published the partial amendment of the Guidelines for Financial Instruments Business Supervision.  The revised Guidelines for Financial Instruments Business Supervision will become effective on April 2, 2008.

 

On the forgoing consultation, the FSA received approximately 169 comments from 33 organizations and individuals. Taking into account the comments received, the FSA hereby publishes the revised Guidelines for Financial Instruments Business Supervision. Please refer to the attachment for the English translation of the provision with regard to ensuring traceability of the underlying assets of securitised products.

 

The rest of the revisions can be referred to in the FSA website in Japanese.

 

Press release

Accompanying document



© FSA Japan


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