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18 April 2011

ESMA published MiFID Questions and Answers - Investor Protection & Intermediaries


The EU's new financial market agency approved a previously agreed set of common positions among national authorities on the interpretation of MiFID.

The authority, which said that it may review its answers with an eye to converting them into guidelines, also updated the responses on rules for tied agents as well as investment advice and investment research.




© ESMA


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