Graham Bishop RSS Feed - Daily News and Information Related to Graham Bishop Articles.Daily RSS Article and news related to RSS, really simple syndication, and news aggregation. Information related to Graham Bishop.comhttp://www.grahambishop.com/GBRss.rss18/04/2024SMSG advice to ESMA on its Consultation Paper on “Guidelines on certain aspects of appropriateness and execution-only”I. Executive summary

1.  The SMSG takes a positive view on the approach of building on re ]]>http://www.grahambishop.com/ViewArticle.aspx?id=48093&CAT_ID=57705 May 2021BDB: Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements General remarks

 Because of the existing regulatory restrictions, there are already cli ]]>http://www.grahambishop.com/ViewArticle.aspx?id=48105&CAT_ID=57730 April 2021ESMA consultation on Appropriateness Guidelines Under MIFID II: EBF response

General Comments:

Below a few points, the E ]]>http://www.grahambishop.com/ViewArticle.aspx?id=48106&CAT_ID=57730 April 2021ESMA launches a Common Supervisory Action with NCAs on MiFID II suitability rules The CSA will focus on the application of the MiFID II requirement ]]>http://www.grahambishop.com/ViewArticle.aspx?id=44668&CAT_ID=57705 February 2020European Forum of Securities Associations paper calls for recalibration of MiFID 2/R