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15 July 2008

ICMA Regulatory Policy Newsletter No.10


The newsletter touches upon the latest market turbulences and includes a summary of the IIF's Final Report to be published in July, as well as an article on the industry initiatives on transparency.

The newsletter touches upon the latest market turbulences and includes articles on ICMA's role as a self-regulatory organisation, a summary of the IIF's Final Report to be published in July, and an article on industry initiatives on transparency.

 

It also covers the subject on primary markets which includes articles on the EU audit regime; state guarantees; the Prospectus Directive review; the Market Abuse Directive Level 3 - CESR guidance; retail investment products; and principles for managing the distributor-individual investor relationship.

 

On secondary markets articles include a preliminary review of ICMA's bond market transparency initiative; and an article on transaction reporting following the implementation of MiFID.

 

Further issues include articles on asset management and market infrastructure.

 

Newsletter

 



© ICMA

Documents associated with this article

ICMA Newsletter.pdf


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