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19 December 2014

ESMA(欧州証券市場機構)、MiFID II(第二次金融商品市場指令)・MiFIR(金融商品市場規則)の下部規定案に関する市中協議文書を公表


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The MiFID II and MiFIR requirements seek to implement enhanced provisions to ensure investor protection and the transparency and orderly running of financial markets.


This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms, credit institutions performing investment services and activities, data reporting services providers and trading venues. This paper is also important for trade associations and industry bodies, institutional and retail investors and their advisers, and consumer groups, as well as any market participant because the MiFID II and MiFIR requirements seek to implement enhanced provisions to ensure investor protection and the transparency and orderly running of financial markets with potential impacts for anyone engaged in the dealing with or processing of financial instruments.

The deadline for responses is 2 March 2015.

Full consultation

Consultation paper on MiFID II/MiFIR - part 1

Consultation paper on MiFID II/MiFIR - part 2



© ESMA


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