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Home>Protecting Customers>MiFID "Suitability Guidelines"

The suitability requirements were introduced by ESMA under MiFID to enhance investor protection by ensuring that firms which provide investment advice and portfolio management act in the clients’ best interests. Suitability has to be assessed against clients’ knowledge and experience, financial situation and investment objectives. In order to achieve this, investment firms have to obtain the necessary information from clients.

Guidelines on certain aspects of the MiFID suitability requirements

MiFID Suitability Requirements Peer Review Report 

ESMA consultation on certain aspects of the MIFiD II suitability requirements








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MiFID "Suitability Guidelines" - 20213 articles out of 3.

MiFID "Suitability Guidelines" - 20203 articles out of 3.

MiFID "Suitability Guidelines" - 20191 articles out of 1.

2017 MiFID "Suitability Guidelines"
2017-10-18 ESMA publishes the responses to its Consultation on Guidelines on certain aspects of the MiFID II suitability requirements
2017-08-08 ESMA updates its MiFID II guidelines on transaction reporting, order record keeping and clock synchronisation
2017-07-13 ESMA consults on certain aspects of the MiFID II suitability requirements
2017-07-10 ESMA updates MiFID II/ MIFIR Investor Protection Q&A
2017-06-06 ESMA updates MiFID II/ MIFIR Investor Protection Q&A
2017-04-06 ESMA issues final guidelines regarding circuit breakers under MiFID II
2017-04-05 ESMA clarifies market structure issues under MiFID II
2017-03-31 MiFID II: ESMA issues final specifications for non-equity tape
2017-03-31 FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation
2017-03-20 ESMA issues implementing rules for package orders under MiFID II
2017-02-14 ESMA letter to the Commission on MiFID II systematic internalisers operating broker crossing networks
2017-02-09 ESMA revises MiFID standard on position reporting
2017-01-16 ESMA issues briefing on transaction reporting requirements under MiFID II
2017-01-11 ESMA finds improvement in regulators’ supervision of MiFID best execution requirements

Prior Years Reports


MiFID "Suitability Guidelines" - 201612 articles out of 12.

MiFID "Suitability Guidelines" - 20158 articles out of 8.


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