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Home>Protecting Customers>MiFID "Suitability Guidelines"

The suitability requirements were introduced by ESMA under MiFID to enhance investor protection by ensuring that firms which provide investment advice and portfolio management act in the clients’ best interests. Suitability has to be assessed against clients’ knowledge and experience, financial situation and investment objectives. In order to achieve this, investment firms have to obtain the necessary information from clients.

Guidelines on certain aspects of the MiFID suitability requirements

MiFID Suitability Requirements Peer Review Report 

ESMA consultation on certain aspects of the MIFiD II suitability requirements








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MiFID "Suitability Guidelines" - 20213 articles out of 3.

MiFID "Suitability Guidelines" - 20203 articles out of 3.

MiFID "Suitability Guidelines" - 20191 articles out of 1.

MiFID "Suitability Guidelines" - 201714 articles out of 14.

2016 MiFID "Suitability Guidelines"
2016-12-16 ESMA updates MiFID II Q&A on Investor Protection
2016-11-18 ESMA publishes MiFID II Q&As on transparency and market structure topics
2016-11-10 ESMA consults on transparency rules for package orders under MiFID II
2016-10-10 ESMA publishes new Q&A on investor protection under MiFID II
2016-10-10 ESMA provides guidance on transaction reporting, order record keeping and clock synchronisation under MiFID II
2016-10-06 ESMA consults on MiFID II guidelines regarding trading halts
2016-10-03 ESMA issues Q&As on the implementation of the double volume cap under MiFID II
2016-09-12 AMF consults on the future implementation of new MiFID II provisions on payments for research
2016-07-01 ESMA proposes two amendments to natural person identifiers under MiFID II
2016-05-30 ESMA issues opinion on MiFID II standards on ancillary activities
2016-05-02 ESMA amends MiFID II standards on non-equity transparency and position limits
2016-02-01 ESMA updates registers under MiFID and short selling regulation

Prior Years Reports


MiFID "Suitability Guidelines" - 20158 articles out of 8.


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