ESMA: Contact points of national supervisory authorities for communication in the MiFID II framework

15 October 2018

This document provides information on contact points of national competent authorities (NCAs) to facilitate communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting.

It covers following topics:

• Cooperation and exchange of information between NCAs
• Consultation of other competent authorities prior to the authorisation of an investment firm
• Consultation process between relevant competent authorities in relation to proposed acquisition of a qualifying holding in an investment firm
• Passporting of investment services

The information has been provided by the NCAs and is collated in Annex I. The information included in the Annex will be updated by ESMA to reflect any changes to the relevant detail and will be communicated to all NCAs. NCAs should inform ESMA of any changes to the details in the Annex in a timely manner.

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