ESMA updates AIFMD and UCITS Q&AS
10 October 2017
The European Securities and Markets Authority has published updated questions and answers documents on the application of the Undertakings for the Collective Investment in Transferable Securities Directive and the Alternative Investment Fund Managers Directive.
The UCITS Q&A includes one new question and answer on:
-
Periodic reporting under Article 13 of SFTR for UCITS and AIFs to investors on the use of SFTs and total return swaps.
The AIFMD Q&A includes three new questions and answers on:
-
Application of remuneration disclosure requirements to staff of the delegate of an AIFM to whom portfolio management or risk management activities have been delegated;
-
Manner of disclosure of AIFM delegates’ staff remuneration in Annual Reports; and
-
Periodic reporting under Article 13 of SFTR for UCITS and AIFs to investors on the use of SFTs and total return swaps.
The purpose of these Q&A documents is to promote common supervisory approaches and practices of both the AIFMD and the UCITS Directive and their implementing measures.
UCITS Q&As
AIFMD Q&As
© ESMA
