Investors seeking information on whether a financial service provider is authorised within in the EU will now be able to do so on ESMA's new companies' portal.
The portal provides investors with a one-stop-shop register, including for:
MiFID Investment firms including Systematic Internalisers
MiFID Trading venues
MiFID data reporting service providers
UCITS management companies
AIFMD fund managers including funds managed/marketed in the Union
The portal provides reference to sanctions applied by the competent authorities in the Member States under several European legislations.
Portal
© ESMA
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