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OTC Derivatives

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Securities - competition

CESR/ESC/ESMA

Securities - 2010

07 September 2010	BIS, ECB and IMF publish second part of the “Handbook on Securities Statistics”
01 September 2010	BaFin produces a brochure on the prospectus examination procedure
30 August 2010	European Issuers’ comments on the Commission’s Consultation Paper on the Review of the Transparency Directive
25 August 2010	ISDA streamlines credit derivative novation process
25 August 2010	FESE response to CESR Consultation on transaction reporting
20 August 2010	IMA supports EU OTC derivatives reforms but warns that end users may be disadvantaged
16 August 2010	IOSCO publishes principles for direct electronic access to markets
27 July 2010	ECON committee published draft report on dark pool
14 July 2010	ICMA: European Repo Market White Paper emphasises importance of repo and urges reform of market infrastructure
21 June 2010	AFME / ESF conference delivers latest ABS credit performance insights
16 June 2010	ECB González-Páramo: Revival of securitisation markets is needed in many countries to support the provision of credit to the real economy
16 June 2010	FESE response to CESR consultation paper on equity markets - More light on the OTC market is needed
16 June 2010	CEPS debate on the integration of the Euro-area Government bond market
08 June 2010	ICMA releases survey of transparency and liquidity in the corporate bond market
08 June 2010	AMF calls retail investor attention to the risks involved in bond issues
02 June 2010	Commission working document on transparency requirements for listed companies
31 May 2010	Commission consults on possible ways forward to modernise the transparency regime for listed companies
26 May 2010	EDHEC risk: Radical changes in bond markets
19 May 2010	EFMA/EHYA European high yield and leveraged loan report – First Quarter 2010
24 April 2010	Euro system starts work on ABS’ collateral framework
14 April 2010	EuropeanIssuers responded to CESR’s consultation on enlargement of scope of shareholding notifications
07 April 2010	EBF responds to CESR’s consultation on the extension of shareholding notifications
07 April 2010	SEC proposes rules to increase investor protection in asset-backed securities
07 April 2010	IOSCO publishes disclosure principles for public offerings and listings of asset backed securities
12 March 2010	EBF response to ECB consultation on loan-by-loan information for asset-backed securities
09 February 2010	CESR consults on extensions to major shareholding notifications
13 January 2010	FESE publishes the European Equity Market Report – an accurate comparison of trading statistics across trading venues

Securities - 2009

23 December 2009	ECB consults on ABS loan-by-loan information
13 October 2009	FESE European Equity Market Report: year to - date 2009
07 August 2009	AMF Regulation newsletter
10 July 2009	IFSL Bond Markets review 2009 – UK overtakes US as issuing centre for international bonds
23 June 2009	Fed plans repo markets revamp
11 June 2009	FMLC concerned about Commission initiative to harmonise EU securities law
17 May 2009	Reforms urged on sterling corporate bond market
05 May 2009	LIBA and SIFMA Europe form new European association
17 April 2009	Commission consults on harmonisation of securities law
14 April 2009	ISFL reports global securitization issuance down by 79%
17 March 2009	FESE response to Commission assessment on prospectus directive
11 March 2009	EBF comments on draft amendments to Prospectus Directive
25 February 2009	ICMA European repo market survey reflects deleveraging by banks
20 February 2009	EBF opposes to pre-trade transparency arrangements
19 February 2009	ESF guidelines for issuers of European residential mortgage-backed securities
09 January 2009	Commission consults on review of Prospectus Directive

Securities - 2008

10 November 2008	AMF regulation and listed companies newsletter
07 November 2008	AMF report on notification of major holdings and declarations of intent
09 September 2008	ICMA: European repo market remains buoyant despite turbulent financial markets
31 July 2008	HM Treasury consults on investors’ rights protection
20 May 2008	AMF instruction on notification of major holdings
30 April 2008	FESE comments on ESME recommendation on Transparency Directive
18 April 2008	AMF consults on transactions in securities in takeover bids
11 April 2008	AMF sets up a working group on major holdings
31 March 2008	IFSL report: Global Securitisation Expect to Drop a Quarter in 2008 on Back of Credit Crunch
21 March 2008	AMF simplified procedure for prospectuses for listed companies
17 March 2008	Commission call for applications for new ESME members
05 March 2008	ESME report on Competent Authority pertaining to Issuers Publication of Regulated Information
19 February 2008	AMF guide to compiling the registration document for small and mid caps
04 February 2008	IMF study points to gaps in securities market regulation
25 January 2008	FT: Regulators may force banks into greater disclosure
22 January 2008	ICMA: Credit crunch hits 2007 bond issues by 26.5%

Securities - 2007

18 December 2007	Nyse Euronext developing bond trading platform
05 December 2007	ESME report on the Transparency Directive
05 December 2007	ESME report on MiFID and admission of securities to official stock exchange listing
30 November 2007	IOSCO final report on management of conflicts that arise in securities offerings
30 November 2007	Speech McCreevy: Security Markets Consolidation and its Implications
29 November 2007	IOSCO report on soft commissions arrangements for CIS
28 November 2007	AMF recommends use the new Euronext classification structure
26 November 2007	BNP Paribas to provide post-trade processing for Nyfix dark liquidity ATS
26 November 2007	Speech McCreevy: Blueprint for the Development of European Financial Services
21 November 2007	BIS Triennial and regular OTC Derivatives Market Statistics
13 November 2007	Turquoise appoints Yann L'Huillier CTO
08 November 2007	UK Government to implement covered bonds regime in March 2008
07 November 2007	General Regulation of the AMF
30 October 2007	NYSE Euronext agrees block trading link-up
26 October 2007	IMA calls on Treasury and FSA to rethink proposals for covered bond regime
25 October 2007	Speech Almunia on European government bond markets
25 October 2007	EC fires warning shots at financial markets
25 October 2007	‘Turquoise’ trading platform steps closer to reality
24 October 2007	Turquoise announce technology and CEO
24 October 2007	Project Turquoise has persistently floundered
19 October 2007	Plus terminates talks with Turquoise
17 October 2007	FSA approves Deutsche Börse MiFID trade reporting service
27 September 2007	Euroclear and Clearstream to co-operate on three-year STP programme
18 July 2007	ICMA: Live repo matching commences between the buy and sell side for first time with TRAX2
02 July 2007	EFAMA reply on Private Placement Regimes
20 April 2007	IOSCO framework for identifying strategic priorities
12 April 2007	IOSCO final communiqué of Annual Conference
26 March 2007	IOSCO final report on International Disclosure Principles
09 March 2007	IOSCO work programme
08 March 2007	CESR publishes responses on non-equities markets transparency
06 March 2007	ZKA comments on Non-Equities Markets Transparency
06 March 2007	FBE response on non-equities markets transparency
28 February 2007	FT: UK urges transparency from private equity
27 February 2007	McCreevy rules out private equity regulation
22 February 2007	IOSCO Consultation on Management of Conflicts that Arise in Securities Offerings
21 February 2007	IOSCO final report on Collective Investment Schemes
15 February 2007	IOSCO: Multi-jurisdictional Information Sharing for Market Oversight
02 February 2007	Nasdaq cosies up to Turquoise banks
30 January 2007	BBA: Speech of Mr Britton on Transparency – Lessons from the US
09 January 2007	Commission proposes wider scope for Financial Collateral Directive

Securities - 2006

03 December 2006	European regulations stifle bond markets, says study
28 November 2006	IOSCO consultation on soft commission arrangements
22 November 2006	ICMA endorses ICSA initiative on better regulation
19 November 2006	Sunday Times: Banks plot rival exchange
18 October 2006	FBE: Harmonisation of Corporate Actions Processing in Europe - Securities Distribution
11 October 2006	ICMA Regulatory Policy Newsletter No. 3
10 October 2006	ICMA and ISDA explanatory note on calculation agent role for Certain Derivative-Linked Securities
15 August 2006	The Independent: Investment banks team up over plan to bypass LSE
05 July 2006	Commission calls Member States to sign Hague Securities Convention
03 July 2006	ICMA second Regulatory Policy Newsletter
21 June 2006	ICMA boosts market’s knowledge of the regulatory regime for securities offerings into Italy
15 June 2006	Commission appoints Members of Securities Expert Group
27 March 2006	IOSCO Final Report on Compliance Function at Market Intermediaries
28 February 2006	Comments on IOSCO Consultation on Compliance Function at Market Intermediaries
09 January 2006	BIS: Report on cross-border collateral arrangements
09 January 2006	Commission Sub-Committee's report on Harmonization of Primary Dealers’ Activity Reports

Securities - 2005

30 November 2005	AFG response to CESR Consultation on Mediation Mechanism
20 October 2005	IOSCO final report on Error Trade
03 October 2005	IOSCO Consultation on International Debt Disclosure
19 April 2005	IOSCO Compliance Function at Market Intermediaries
03 March 2005	IOSCO action plan to strengthen capital markets against financial fraud
21 February 2005	IOSCO: Consultation on policies on error trades
03 February 2005	IOSCO initiative to raise standards of cross-border cooperation among securities regulators